美國最大的財富管理公司摩根士丹利在允許其整個財務團隊
後可能面臨嚴格的合規審查
前證券交易委員會加密貨幣懷疑論者John Reed Stark 表示，財富管理巨頭摩根士丹利在允許其整個財務顧問團隊向客戶提供比特幣交易所交易基金（ETF）後，可能會面臨嚴格的監管審查（ SEC）官方。
史塔克在 8 月 9 日的聲明中表示：“通過釋放 15,000 名經紀商大軍來推銷比特幣，摩根士丹利剛剛自願接受了可能成為歷史上最大規模的 SEC 和 FINRA 檢查掃蕩。”「恕我直言，識別違規行為就像在桶裡射魚一樣。因此，無論摩根士丹利現任合規總監是誰——好吧，祝你好運。」他補充道。
史塔克解釋說，美國證券交易委員會和金融業監管局（FINRA）合規和執法人員都可以立即訪問與摩根士丹利向散戶投資者銷售比特幣相關的所有記錄、文件、電子郵件、短信、語音郵件和電話對話。“This resplendent, abundant and easily accessible treasure trove of evidence will be available to the SEC and FINRA not only with the click of a mouse,” Stark noted.
The commentary comes after a person familiar with the matter told Cointelegraph on Aug. 7 that Morgan Stanley authorized its 15,000 financial advisors to begin recommending BTC-pegged exchange-traded funds (ETFs) to high-net-worth clients.
The individual, who was not permitted to discuss the issue publicly, confirmed an earlier CNBC report that Morgan Stanley plans to begin recommending Bitcoin ETFs. At the moment, the firm is only endorsing two products: BlackRock’s iShares Bitcoin Trust (IBIT) and Fidelity’s Wise Origin Bitcoin Fund (FBTC). According to crypto industry commentators, the move will be significant for Bitcoin.
Related :‘Definitely some movement’ on Bitcoin ETF options as CBOE re-files application
“Expect to see some chunkier inflows in the 2nd half of the year,” crypto venture fund Dragonfly managing partner Haseeb Qureshi stated on X.
“Can you imagine how big this is?” The DeFi investor added.
According to Farside data, spot Bitcoin ETFs have attracted $17.3 billion in inflows since they were approved on Jan. 11.
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以上是約翰·里德·斯塔克 (John Reed Stark) 警告稱，摩根士丹利在允許財務顧問訪問比特幣 ETF 後可能面臨嚴格的合規審查的詳細內容。更多資訊請關注PHP中文網其他相關文章！
